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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-01-27 |
| CO | RA | APPROVED | 2011-01-03 |
Branch Locations
1700 Lincoln St 10Th & 11Th Fls, Denver, CO 80203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Denver | CO | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Denver | CO | 11/2016 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; DENVER, CO; OWNER; START DATE 6/2001; 1 HR PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY; INVESTMENT RELATED; FRISCO,CO; 50% OWNERSHIP; START DATE 08/20/2020; NUMBER OF HOURS PER MONTH 3; NUMBER OF HOURS DURING TRADING 0; OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-24 |
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