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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2011-07-18
TX RA APPROVED_RES 2011-07-18
  • OH RA
    APPROVED
    Since 2011-07-18
  • TX RA
    APPROVED_RES
    Since 2011-07-18

Branch Locations

1650 Lake Shore Dr Ste 120, Columbus, OH 43204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Columbus OH 07/2011 Present
Previous Registrations
Other Businesses

THE ARLINGTON GROUP INVESTMENT CONSULTING, LLC; INVESTMENT RELATED; COLUMBUS,OH; 100% OWNERSHIP; START DATE 02/1/2020; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 160. FINET PRACTICE. ENTREPRENEUR ORGANIZATION, NOT INVT RELATED, ALEXANDRIA, VA, MEMBER, START DATE 1/25/2023, 4 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING NETWORKING MEETINGS AMONG OTHER BUSINESS OWNERS TO HELP EDUCATE THEM ON RUNNING A BUSINESS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-02-14
S63 Uniform Securities Agent State Law Examination 1999-07-08
  • S65 Uniform Investment Adviser Law Examination
    2000-02-14
  • S63 Uniform Securities Agent State Law Examination
    1999-07-08
Other Names
  • Anne Elisabeth Mcnealy
  • Lis Mcnealy
  • Anne Elizabeth Mcnealy
  • Anne Elizabeth Mcnealey
  • Anne E Spaine
  • Anne Elisabeth Spaine

View on SEC IAPD

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