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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-03-21
  • GA RA
    APPROVED
    Since 2023-03-21

Branch Locations

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 06/2015 Present
Cetera Advisors Llc Denver CO 06/2015 Present
Cetera Financial Specialists Llc Schaumburg IL 06/2015 Present
Cetera Investment Services Llc Saint Cloud MN 06/2015 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2023 Present
  • 06/2015 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2015 → Present
    Cetera Advisors Llc
    Denver, CO
  • 06/2015 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 06/2015 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 03/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2014-10-17 → 2015-06-23
    Woodbury Financial Services, Inc.
    Atlanta, GA
    Oakdale, MN
  • 2007-07-20 → 2015-06-23
    Fsc Securities Corporation
    Atlanta, GA
    Atlanta, GA
  • 2003-09-09 → 2005-09-27
    Td Ameritrade, Inc.
    Orlando, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-13
S63 Uniform Securities Agent State Law Examination 1998-11-21
  • S66 Uniform Combined State Law Examination
    2003-08-13
  • S63 Uniform Securities Agent State Law Examination
    1998-11-21

View on SEC IAPD

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