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Kendall Ray Pfutzenreuter

Rbc Capital Markets, LLC

Frisco, TX

Prosper, TX

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-24
  • TX RA
    APPROVED
    Since 2020-01-24

Branch Locations

1 Cowboys Way Suite 450, Frisco, TX 75034 • United States

Prosper, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Mckinney TX 07/2011 01/2020
Rbc Capital Markets, Llc Dallas TX 01/2020 Present
Previous Registrations
  • 2009-10-23 → 2020-01-27
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Mckinney, TX
    Mckinney, TX
    Dallas, TX
  • 2006-03-24 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Mckinney, TX
    Mckinney, TX
    Mckinney, TX
    Mckinney, TX
    Addison, TX
  • 2003-01-02 → 2006-03-27
    Chase Investment Services Corp.
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-12-18
S63 Uniform Securities Agent State Law Examination 1998-06-01
  • S65 Uniform Investment Adviser Law Examination
    2002-12-18
  • S63 Uniform Securities Agent State Law Examination
    1998-06-01

View on SEC IAPD

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Other Investors

Raymond Michiel McClure
VICTOR JAMES MCCLURE
Logan Mikel Wakumoto
STEVEN LEWIS RINGO
CHARLES GLEN DANIEL
DIOSELINA G RAMIREZ
RAOUL P SHROFF
CHRISTOPHER KEITH HUGGINS

Other Offices

BSIP SLP GP, LLC · FRISCO, TX
MCCLURE CAPITAL ADVISORS, INC. · FRISCO, TX
MAVERICK TECH FUND MANAGER · FRISCO, TX
WAYMAKER PARTNERS, LLC · FRISCO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX
CG ADVISORY SERVICES · Frisco, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX

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