Andrew Jay Maimona

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 03/2022
  Lpl Financial Llc
  Hudson, OH
• 12/2013 → 03/2022
  Stratos Wealth Partners, Ltd
  Hudson, OH
• 03/2022 → Present
  Hudson Wealth Management
  Cuyahoga Fall, OH
• 03/2022 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2013-07-16 → 2022-03-08
  Stratos Wealth Partners, Ltd
  Hudson, OH
  Cuyahoga Falls, OH
  Beachwood, OH
  Akron, OH
• 2010-04-09 → 2013-07-16
  Ameriprise Financial Services, Llc
  Independence, OH
  Stow, OH
• 2008-01-22 → 2010-04-12
  Signator Investors, Inc.
  Columbus, OH
  Stow, OH
• 2002-02-05 → 2008-01-11
  Equitable Advisors, Llc
  Akron, OH
  Akron, OH

Other Businesses

1. Fixed insurance sales; as of 11/01/2020; Less than 5% of time spent during business hours; Conducted at branch location; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-20
• S63 Uniform Securities Agent State Law Examination
  1998-05-08

Designations

• Certified Financial Planner

Other Names

• Andrew Maimona