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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-01-28
NY RA APPROVED 2021-05-03
CO RA APPROVED 2020-09-11
TX RA APPROVED_RES 2014-06-11
UT RA APPROVED 2012-10-01
  • OH RA
    APPROVED
    Since 2022-01-28
  • NY RA
    APPROVED
    Since 2021-05-03
  • CO RA
    APPROVED
    Since 2020-09-11
  • TX RA
    APPROVED_RES
    Since 2014-06-11
  • UT RA
    APPROVED
    Since 2012-10-01

Branch Locations

1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States

100 N Station Pkwy, Farmington, UT 84025 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Farmington UT 10/2012 Present
Previous Registrations
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Salt Lake City, UT
    West Jordan, UT
    Taylorsville, UT
    Bountiful, UT
    Centerville, UT
    Draper, UT
    Draper, UT
    Midvale, UT
    Sandy, UT
    West Jordan, UT
    Sandy, UT
    Orem, UT
    Park City, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Murray, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Park City, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Ogden, UT
    Provo, UT
    Spanish Fork, UT
    South Jordan, UT
    Boise, ID
    Saratoga Springs, UT
    Pocatello, ID
    St George, UT
    West Valley, UT
    Cheney, WA
    Draper, UT
    Layton, UT
    Ontario, OR
    Eagle, ID
    Garden City, ID
    Boise, ID
    Boise, ID
    South Jordan, UT
    Meridian, ID
    Twin Falls, ID
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Draper, UT
    West Valley, UT
    Clinton, UT
    Park City, UT
    Boise, ID
    Idaho Falls, ID
    Boise, ID
    Caldwell, ID
    Nampa, ID
    Nampa, ID
    St. George, UT
    Sandy, UT
    Boise, ID
    Boise, ID
    Ammon, ID
    Brigham, UT
    Salt Lake City, UT
    Moses Lake, WA
    Provo, UT
    Lindon, UT
    Boise, ID
    Ogden, UT
    Salt Lake City, UT
    Mountain Home, ID
    Riverdale, UT
    Cedar Hills, UT
    Heber City, UT
    Providence, UT
    Farmington, UT
    Salt Lake City, UT
    South Ogden, UT
    Riverton, UT
    Layton, UT
    Washington, UT
    Lehi, UT
    Logan, UT
    Tooele, UT
    Omak, WA
    Yakima, WA
    Walla Walla, WA
    Yakima, WA
    Richland, WA
    Ellensburg, WA
    Chelan, WA
    Pasco, WA
    Yakima, WA
    East Wenatchee, WA
    Kennewick, WA
    Grandview, WA
    Wenatchee, WA
    Richland, WA
    Spokane, WA
    Spokane, WA
    Spokane, WA
    Spokane, WA
    Spokane, WA
    Colville, WA
    Spokane, WA
    Pullman, WA
    Spokane, WA
    Veradale, WA
    Post Falls, ID
    Spokane, WA
    Moscow, ID
    Spokane, WA
    Spokane, WA
    Spokane, WA
    Coeur D'ALene, ID
    Colfax, WA
    St George, UT
    Meridian, ID
    Salt Lake City, UT
    Salt Lake City, UT
    Ogden, UT
    Ephrata, WA
    Logan, UT
    West Jordan, UT
  • 2005-06-16 → 2005-07-06
    Banc One Securities Corporation
    Salt Lake City, UT
  • 2002-04-16 → 2005-06-13
    Wells Fargo Investments, Llc
    West Valley City, UT
  • 1998-12-29 → 2002-04-18
    Salt Lake City, UT
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 11/10/2014 ADDRESS: 1206 FRUIT HEIGHTS, UT. DETAILS: rental property INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-12-05
  • S66 Uniform Combined State Law Examination
    1998-12-05
Other Names
  • Rhett W Jefferies
  • Rhett William Jefferies

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