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601 Lexington Avenue 57Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-04-28 |
Branch Locations
601 Lexington Avenue 57Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 03/1998 | 05/2020 |
| Bank Of America, N.A. | New York | NY | 12/2009 | 05/2020 |
| Btg Pactual Us Capital, Llc | New York | NY | 06/2020 | 08/2022 |
| Btg Pactual Us Capital, Llc | New York | NY | 08/2022 | Present |
FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TECILAUA LTD INVESTMENT RELATED: N ADDRESS OF BUSINESS: FLEMMING HOUSE, WICKHAMS CAY P. O. BOX 662 ROAD TOWN TORTOLA 0 BRITISH VIRGIN ISLANDS NATURE OF BUSINESS: OTHER FINANCIAL INVESTMENTS AT PERSHING POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 10/22/2010 NUMBER OF HOURS DEVOTED: 1 MONTHLY HOUR(S) NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: THIS IS A PRIVATE HOLDING COMPANY. THE PURPOSE IS TO HOLD MY MOTHER'S FINANCIAL ASSETS AT PERSHING. ALL ASSETS BELONG TO MY MOTHER, HELENA SIGAUD. I AM AN ATTORNEY AT LAW. For profit or not for profit: For-Profit Organization Name of outside business organization: POA Investment related: N Address of business: New York, New York 10010 Nature of business: Other, POA Position, title, association: Fiduciary, Start date of relationship: 10/1/2016 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: I own an apartment on Madison Green Building located at New York, NY 10010 It is contemplated that I may provide investment advice to clients under BTG Pactual Asset Management US, LLC. BTG Pactual Asset Management US, LLC is an SEC registered investment adviser and an affiliate of BTG Pactual US Capital, LLC. This activity is contemplated to commence in April 2022. None of my work time is currently devoted to my role as an Investment Advisor of BTG Pactual Asset Management US, LLC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-10-22 |
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