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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-05 |
Branch Locations
11417 W. Bernardo Court, #201, San Diego, CA 92127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western International Securities, Inc. | Pasadena | CA | 08/2017 | 06/2025 |
| Financial West Group | Westlake Village | CA | 11/2011 | 08/2017 |
| Lpl Financial Llc | San Diego | CA | 06/2025 | Present |
1. 6/5/2025- DCL Financial Services, Inc.- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 02/22/2008- 8 Hours Per Month- 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-21 |
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