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Daniel Chung Lim Lee

LPl Financial LLC

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-05
  • CA RA
    APPROVED
    Since 2025-06-05

Branch Locations

11417 W. Bernardo Court, #201, San Diego, CA 92127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western International Securities, Inc. Pasadena CA 08/2017 06/2025
Financial West Group Westlake Village CA 11/2011 08/2017
Lpl Financial Llc San Diego CA 06/2025 Present
  • 08/2017 → 06/2025
    Western International Securities, Inc.
    Pasadena, CA
  • 11/2011 → 08/2017
    Financial West Group
    Westlake Village, CA
  • 06/2025 → Present
    San Diego, CA
Previous Registrations
  • 2017-08-21 → 2025-06-05
    Western International Securities, Inc.
    Clovis, CA
    Westlake Village, CA
    San Diego, CA
    Pasadena, CA
  • 2011-11-17 → 2017-08-21
    Financial West Group
    Westlake Village, CA
    San Diego, CA
  • 2005-04-05 → 2011-11-21
    Torrey Pines Securities, Inc.
    San Diego, CA
    San Diego, CA
    San Diego, CA
Other Businesses

1. 6/5/2025- DCL Financial Services, Inc.- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 02/22/2008- 8 Hours Per Month- 1 Hour During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-04-02
S63 Uniform Securities Agent State Law Examination 1999-12-21
  • S65 Uniform Investment Adviser Law Examination
    2005-04-02
  • S63 Uniform Securities Agent State Law Examination
    1999-12-21
Other Names
  • Chung Lim Lee
  • Dan Lee
  • Danny Chung Lee
  • Dan C. Lee

View on SEC IAPD

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