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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-03-21
  • MA RA
    APPROVED
    Since 2024-03-21

Branch Locations

227 Hancock St, Quincy, MA 02171 • United States

55 Boylston Street Suite 5562, Chestnut Hill, MA 02467 • United States

440 Legacy Place, Dedham, MA 02026 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Boston MA 07/2017 11/2018
Unemployed Boston MA 12/2014 06/2017
Morgan Stanley Private Bank, National Association New York NY 11/2017 11/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newton MA 02/2019 02/2024
Pnc Investments Boston MA 02/2024 Present
Unemployed Boston MA 11/2018 02/2019
  • 07/2017 → 11/2018
    Boston, MA
  • 12/2014 → 06/2017
    Unemployed
    Boston, MA
  • 11/2017 → 11/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 02/2019 → 02/2024
    Newton, MA
  • 02/2024 → Present
    Pnc Investments
    Boston, MA
  • 11/2018 → 02/2019
    Unemployed
    Boston, MA
Previous Registrations
Other Businesses

04/01/2013 / Owner / TopNotch Resort & Spa - Resort Property Rental / Non-investment related / Hours during trading hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-07
S63 Uniform Securities Agent State Law Examination 2001-02-20
  • S66 Uniform Combined State Law Examination
    2017-10-07
  • S63 Uniform Securities Agent State Law Examination
    2001-02-20
Other Names
  • Thomas Joseph Hanley
  • Thomas Hanley
  • Thomas J Hanley

View on SEC IAPD

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