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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-02-15 |
| CA | RA | APPROVED | 2010-01-01 |
Branch Locations
600 West Broadway Suite 2800, San Diego, CA 92101 • United States
San Diego, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs International Inc | San Diego | CA | 04/2006 | Present |
| Ubs Financial Services Inc. | San Diego | CA | 01/2010 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-30 |
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