Henry Lawrence Thompson

Current Employers

Employment History

• 01/2004 → Present
  Capital Concepts
  Hickory, NC
• 02/2016 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 02/2016 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2014-12-26 → 2016-02-08
  Ameritas Investment Company, Llc
  Hickory, NC
  Lincoln, NE

Other Businesses

1. Independent insurance agent, 1155 Southgate Corp Park SW, Hickory, SC, 6/2002 for various independent insurance companies. Inv Rel - 0 hrs. 2. YMCA of Catawba Valley Soccer Club (YCVSC), 1375 Lenoir-Rhyne Blvd SE Suite 202, Hickory, NC 28602, Member of the Board of Directors, since 11/18/15, non-investment related, 10 hours monthly, no hours during trading. 3. SALT Block, 243 3rd Ave NE, Hickory, NC 28601, President of Board, since 7/1/15, non-investment related, 10 hours monthly, no hours during trading. 4. Uncle Larry Fund, 1631 Jose Gaspar Drive, Boca Grande, FL 33921, Trustee of Private Foundation, since 4/13/09, non-investment related, 10 hours yearly, no hours during trading, 5. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/MO - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 6. HICKORY DAY SCHOOL, 2535 21ST AVE NE, HICKORY, NC, 7/2017 AS BOARD MEMBER. NIR - 4/MO - 0/TRADING. 7. Winder River Financial DBA Capital Concepts. 1155 Southgate Corp Park SW Hickory NC 29602. CCO of DBA. 1/1/2002. Investment related. 40hrs weekly, 40hrs during trading. 8. CAPITAL CONCEPTS PROPERTIES, 1155 SOUTHGATE CORP PARK SW, HICKORY, NC, REAL ESTATE OWNERSHIP FOR BUSINESS, GENERAL PARTNER, 10/06/20, NIR, 2/MO- 2/TRADING 9. TETON VALLEY RANCH CAMP EDUCATIONAL FOUNDATION, 290 East Broadway, Jackson WY 83001, United States, 12/01/2022, Board Member, Volunteer, NIR, 3 HR/MO - 0 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-12-22
• S63 Uniform Securities Agent State Law Examination
  1998-07-16

Other Names

• L. T. Thompson