Jason Peter Windham

Current Employers

Employment History

• 10/1998 → 03/2023
  Raymond James Financial Services, Inc.
  Baton Rouge, LA
• 10/1998 → 05/2020
  The Edsa Group
  Baton Rouge, LA
• 04/2010 → 02/2020
  Edsa Group Ii, Llc
  Baton Rouge, LA
• 01/2002 → Present
  Financial Benefits, Inc.;
  Baton Rouge, LA
• 02/1998 → 05/2023
  Shobe & Associates,Inc. Dba The Shobe Financial Group
  Baton Rouge, LA
• 03/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2023 → Present
  Cwm, Llc Dba Carson Wealth-The Shobe Financial Group
  Baton Rouge, LA
• 03/2023 → Present
  Cwm, Llc Dba Carson Partners - Crd # 155344
  Baton Rouge, LA
• 03/2023 → Present
  Cwm, Llc Dba Carson Group Holdings
  Baton Rouge, LA

Previous Registrations

• 2002-05-23 → 2023-05-11
  The Shobe Financial Group
  Baton Rouge , LA
• 2009-01-02 → 2009-11-03
  Raymond James Financial Services Advisors, Inc
  Baton Rouge, LA
• 2005-06-08 → 2009-01-02
  Raymond James Financial Services, Inc.
  Baton Rouge, LA
  Baton Rouge, LA

Other Businesses

1. OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INV REL: YES; ADDRESS: REGISTERED LOCATION; NATURE: FIXED INSURANCE; START: 04/1998; HRS PER WEEK: 2; TRADING HRS: 2; TITLE: INSURANCE AGENT; DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2. OTHER BUSINESS: CWM, LLC DBA CARSON PARTNERS - CRD # 155344; INV REL: YES; ADDRESS: REGISTERED LOCATION; NATURE: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES; START: 03/2023; TITLE: WEALTH ADVISOR; HRS PER WEEK: 40; TRADING HRS: 32; DUTIES: PROVIDING ADVISORY SERVICES TO CLIENTS WHEN NEEDED; 3. OTHER BUSINESS: COUNTRY CLUB OF LOUISIANA INV REL: NO ADDRESS: BATON ROUGE, LA NATURE: COUNTRY CLUB; START: 04/2018; HRS PER WEEK: LESS THAN 1; TRADING HRS: LESS THAN 1; TITLE: COMMITTEE MEMBER / FINANCE AND LONG-RANGE PLANNING; DUTIES: OFFER THOUGHTS AND PERSPECTIVE FOR THESE VARIOUS COMMITTEES SO THEY CAN PROVIDE INPUT AND RECOMMENDATIONS TO THE BOARD; 4. OTHER BUSINESS: SHOBE REALTY INVESTMENTS, LLC; INV REL: NO; ADDRESS: REGISTERED LOCATION; NATURE: PROPERTY MANAGEMENT; START DATE: 01/2002; TITLE: MEMBER; HRS PER WEEK: LESS THAN 1; TRADING HRS: LESS THAN 1; DUTIES: INVESTOR, BUSINESS PARTNER, ED SHOBE RUNS DAY-DAY OPERATIONS; 5. OTHER BUSINESS: CWM, LLC DBA CARSON GROUP HOLDINGS; INV REL: YES; ADDRESS: REGISTERED LOCATION; NATURE: DBA FOR FINANCIAL SERVICES; START: 03/2023; TITLE: WEALTH ADVISOR; HRS PER WEEK: 40; TRADING HRS: 32; BRIEF DESCRIPTION OF DUTIES: ADVISORY SERVICES; 6. OTHER BUSINESS: FINANCIAL BENEFITS, INC.; INV REL: NO; ADDRESS: REGISTERED LOCATION; NATURE: OPERATIONAL BUSINESS FOR THE SHOBE FINANCIAL GROUP, RENTS OFFICE SPACE AND LEASES EQUIPMENT; START: 01/2002; TITLE: PRESIDENT; HRS PER WEEK: 10; TRADING HRS: 8; DUTIES: OVERALL MANAGEMENT OF THE COMPANY; 7. OTHER BUSINESS: CRIM-TOP, LLC; INV REL: NO; ADDRESS: REGISTERED LOCATION; NATURE: INVESTMENT ENTITY; START: 09/2014; TITLE: BUSINESS OWNER; HRS PER WEEK: NONE; TRADING HRS: NONE; DUTIES: REVIEW BUSINESS OPPORTUNITIES; 8. OTHER BUSINESS: OHANA INVESTMENT GROUP, LLC; INV REL: NO; ADDRESS: REGISTERED LOCATION; NATURE: PRIVATE BUSINESS INVESTMENT; START: 07/2011; TITLE: BUSINESS OWNER; HRS PER WEEK: NONE; TRADING HRS: NONE; DUTIES: REVIEW BUSINESS OPPORTUNITIES; 9. OTHER BUSINESS: CWM, LLC DBA CARSON WEALTH-THE SHOBE FINANCIAL GROUP; INV REL: YES; ADDRESS: REGISTERED LOCATION; NATURE: DBA FOR FINANCIAL SERVICES; START: 03/2023; TITLE: BUSINESS WEALTH ADVISOR; HRS PER WEEK: 40; TRADING HRS: 32; DUTIES: PROVIDING BROKERAGE AND ADVISORY SERVICES; 10. OTHER BUSINESS: SHOBE MANAGEMENT INC.; INV REL: NO; ADDRESS: REGISTERED LOCATION; NATURE: MANAGEMENT SERVICES / BUSINESS CONSULTING; START: 08/2019; TITLE: BUSINESS OWNER; HRS PER WEEK: NONE; TRADING HRS: NONE; DUTIES: MANAGEMENT AND POTENTIAL SERVICE PROVIDER OF BUSINESS PLANNING; 11. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON RETIREMENT PROGRAM (CRP)), INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: RETIREMENT SERVICES, POSITION/TITLE/RELATIONSHIP: 3 (21) FIDUCUARY, START DATE: 03/2023 APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: GROUP RETIREMENT PLANNING SERVICES INCLUDING 3 (21) SERVICES; 12. NAME OF OTHER BUSINESS: OHANA & ASSOCIATES, INC. ; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING COMPANY ; START DATE: 11/2023; POSITION/TITLE/RELATIONSHIP: CEO; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY;

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-06-30

Designations