Sherman J Fernandes

Current Employers

Employment History

• 10/2009 → Present
  Lpl Financial, Llc
  Rome, GA
• 01/2014 → 04/2021
  Level Four Advisory Services
  Rome, GA
• 04/2021 → Present
  Integrated Wealth Concepts
  Rome, GA

Previous Registrations

• 2014-01-08 → 2021-04-27
  Level Four Advisory Services
  Atlanta, GA
  Dallas, TX
  Rome, GA
• 2008-09-26 → 2009-10-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 2005-03-14 → 2008-01-25
  Citigroup Global Markets Inc.
  Chicago, IL
  Chicago, IL
• 2000-07-03 → 2005-03-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Peoria, IL

Other Businesses

1. 10/21/2009: SJF Investment Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 5/5/2021 - Integrated Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/30/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 3. 5/5/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/30/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 4. 5/5/2021 - SJF Investment Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/30/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 5. 5/5/2021 - Vanbridge - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 04/30/2021 - 5 Hours Per Month/5 Hours During Securities Trading. 6. 5/11/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 04/30/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 7. 5/11/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 04/30/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 8. 5/11/2021 - Integrated Wealth Concepts - DBA: (Hybrid) SJF Investment Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 04/30/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 9. 5/11/2021 - Integrated Wealth Concepts - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 04/30/2021 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Integrated Wealth Concepts, an independent investment advisor firm. I started this business activity in 4/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-06-27
• S63 Uniform Securities Agent State Law Examination
  1999-04-23

Other Names

• Sherman Jude Fernandes