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Patrick Grant

Cambridge Investment Research Advisors, Inc.

Rome, GA

Snellville, GA

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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-01-02
TX RA APPROVED_RES 2025-12-01
  • GA RA
    APPROVED
    Since 2026-01-02
  • TX RA
    APPROVED_RES
    Since 2025-12-01

Branch Locations

901 N Broad Street, Suite 400, Rome, GA 30161 • United States

Snellville, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Spfld MA 12/1999 Present
Dempsey Lord Smith, Llc Rome GA 01/2016 11/2025
Cambridge Investment Research, Inc. Fairfield IA 11/2025 Present
Dempsey Lord Smith, Llc Rome GA 04/2016 03/2026
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2025 Present
Previous Registrations
  • 2026-01-07 → 2026-04-03
    Dempsey Lord Smith, Llc
    Rome, GA
    Rome, GA
  • 2016-04-26 → 2025-12-31
    Dempsey Lord Smith, Llc
    Riverdale, GA
    Rome, GA
    Conyers, GA
  • 2015-01-26 → 2015-12-31
    Kovack Advisors, Inc.
    Kennesaw, GA
    Ft. Lauderdale, FL
  • 2008-01-08 → 2014-12-31
    Resource Horizons Investment Advisory, Inc.
    Lithonia, GA
    Decatur, GA
    Roswell, GA
  • 2005-04-15 → 2007-12-31
    Resource Horizons Group Llc
    Lithonia, GA
    Decatur, GA
    Lithonia, GA
    Marietta, GA
    Alpharetta, GA
    Shelbyville, KY
    Alpharetta, GA
    Marietta, GA
    Decatur, GA
    Kennesaw, GA
    Marietta, GA
  • 2003-04-11 → 2005-01-07
    Mml Investors Services, Llc
    Atlanta, GA
Other Businesses

1. PATRICK GRANT, 1452 Bromley Dr, Snellville GA 30078, United States, 11/13/2025, Agent, Referrals, NIR, 10 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-10-24
  • S63 Uniform Securities Agent State Law Examination
    1998-10-24

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Rome, GA
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STATE FARM INVESTMENT MANAGEMENT CORP. · Rome, GA
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