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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2026-05-22
VI RA APPROVED 2026-03-04
GA RA APPROVED 2025-11-26
TX RA APPROVED_RES 2025-11-23
  • PR RA
    APPROVED
    Since 2026-05-22
  • VI RA
    APPROVED
    Since 2026-03-04
  • GA RA
    APPROVED
    Since 2025-11-26
  • TX RA
    APPROVED_RES
    Since 2025-11-23

Branch Locations

901 N Broad Street, Suite 400, Rome, GA 30161 • United States

901 N Broad Street, Suite 400, Rome, GA 30161 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Dempsey Financial Services, Inc. Rome GA 06/1992 Present
Dls Financial, Llc Rome GA 02/2006 Present
Dempsey Lord Smith, Llc Rome GA 04/2006 Present
Rome Truck Parts & Repair, Inc. Rome GA 03/1989 Present
Silverleaf Insurance Company Rome GA 07/2012 12/2024
Cambridge Investment Research, Inc. Fairfield IA 11/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2025 Present
Dempsey Lord Smith, Llc Rome GA 03/2007 04/2026
  • 06/1992 → Present
    Dempsey Financial Services, Inc.
    Rome, GA
  • 02/2006 → Present
    Dls Financial, Llc
    Rome, GA
  • 04/2006 → Present
    Rome, GA
  • 03/1989 → Present
    Rome Truck Parts & Repair, Inc.
    Rome, GA
  • 07/2012 → 12/2024
    Silverleaf Insurance Company
    Rome, GA
  • 11/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2025 → Present
    Fairfield, IA
  • 03/2007 → 04/2026
    Rome, GA
Previous Registrations
  • 2007-03-20 → 2026-04-30
    Carrollton, GA
    Ocean Springs, MS
    Atlanta, GA
    Lagrange, GA
    Suwanee, GA
    Tucker, GA
    Martinez, GA
    Rome, GA
    Rome, GA
    Atlanta, GA
    Rome, GA
    Athens, GA
    Stone Mountain, GA
    Cumming, GA
    Atlanta, GA
    Soddy Daisy, TN
    Statesboro, GA
    Atlanta, GA
    Atlanta, GA
    Birmingham, AL
    Atlanta, GA
    Alpharetta, GA
    Scottsdale, AZ
    Athens, GA
    Edina, MN
    Lake Mary, FL
    Greensboro, NC
Other Businesses

1. ROME TRUCK PARTS & REPAIR, INC, 241 Dempsey Road, Rome GA 30161, United States, 11/24/2025, Vice President, Accounting/Bookkeeping/Payroll Services, NIR, 4 HR/MO - 0 HR/MO TRADING 2. DLS FINANCIAL, LLC, 901 N Broad Street, Suite 400, Rome GA 30161, United States, START DATE 11/2025, Owner, Real Estate, NIR, 30 HR/MO, 2 HR/MO TRADING. 3. DEMPSEY FINANCIAL SERVICES, INC., 901 N Broad Street, Suite 400, Rome GA 30161, United States, START DATE 11/2025, President, Insurance/Benefits/Human Resources, IR, 15 HR/MO, 1 HR/MO TRADING. 4. ADVISORLYNX, LLC, 901 N Broad Street, Suite 400, Rome GA 30161, United States, 11/24/2025, President, Technology services, NIR, 20 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-06-17
S65 Uniform Investment Adviser Law Examination 1994-07-13
  • S63 Uniform Securities Agent State Law Examination
    1996-06-17
  • S65 Uniform Investment Adviser Law Examination
    1994-07-13
Other Names
  • Jerry Eskel Dempsey

View on SEC IAPD

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