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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2026-05-22 |
| VI | RA | APPROVED | 2026-03-04 |
| GA | RA | APPROVED | 2025-11-26 |
| TX | RA | APPROVED_RES | 2025-11-23 |
Branch Locations
901 N Broad Street, Suite 400, Rome, GA 30161 • United States
901 N Broad Street, Suite 400, Rome, GA 30161 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dempsey Financial Services, Inc. | Rome | GA | 06/1992 | Present |
| Dls Financial, Llc | Rome | GA | 02/2006 | Present |
| Dempsey Lord Smith, Llc | Rome | GA | 04/2006 | Present |
| Rome Truck Parts & Repair, Inc. | Rome | GA | 03/1989 | Present |
| Silverleaf Insurance Company | Rome | GA | 07/2012 | 12/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2025 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2025 | Present |
| Dempsey Lord Smith, Llc | Rome | GA | 03/2007 | 04/2026 |
1. ROME TRUCK PARTS & REPAIR, INC, 241 Dempsey Road, Rome GA 30161, United States, 11/24/2025, Vice President, Accounting/Bookkeeping/Payroll Services, NIR, 4 HR/MO - 0 HR/MO TRADING 2. DLS FINANCIAL, LLC, 901 N Broad Street, Suite 400, Rome GA 30161, United States, START DATE 11/2025, Owner, Real Estate, NIR, 30 HR/MO, 2 HR/MO TRADING. 3. DEMPSEY FINANCIAL SERVICES, INC., 901 N Broad Street, Suite 400, Rome GA 30161, United States, START DATE 11/2025, President, Insurance/Benefits/Human Resources, IR, 15 HR/MO, 1 HR/MO TRADING. 4. ADVISORLYNX, LLC, 901 N Broad Street, Suite 400, Rome GA 30161, United States, 11/24/2025, President, Technology services, NIR, 20 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-06-17 |
| S65 | Uniform Investment Adviser Law Examination | 1994-07-13 |
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