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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-11-25 |
Branch Locations
901 N Broad Street, Suite 400, Rome, GA 30161 • United States
Roswell, GA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Investment Group, Inc. | Raleigh | NC | 09/2010 | 02/2017 |
| Capital Investment Advisory Services, Llc | Raleigh | NC | 09/2010 | 02/2017 |
| Dempsey Lord Smith, Llc | Rome | GA | 02/2017 | 11/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2025 | Present |
| Dempsey Lord Smith, Llc | Rome | GA | 03/2017 | 03/2026 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2025 | Present |
1. DOUGLAS GOW, 2650 Spring Rock Way NE, Roswell GA 30075, United States, 11/21/2025, Agent, Insurance/Benefits/Human Resources, NIR, 5 HR/MO - 5 HR/MO TRADING 2. CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, START DATE 11/2025, Investment Advisor Representative, CIRA Affiliation, IR, HR/MO 160, HR/MO TRADING 120
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-10-10 |
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