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Scott Clifton Kimpson

J.P. Morgan Securities LLC

Plano, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-11-17
TX RA APPROVED 2020-09-23
  • IL RA
    APPROVED
    Since 2020-11-17
  • TX RA
    APPROVED
    Since 2020-09-23

Branch Locations

8181 Communications Pkwy Building A, Floor 4, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Global Capitol Corp. Dallas TX 07/2008 10/2019
Avantax Advisory Services Dallas TX 10/2019 08/2020
Avantax Investment Services, Inc. Dallas TX 10/2019 08/2020
1St Global Advisors Inc Dallas TX 01/2013 10/2019
J.P. Morgan Securities, Llc Plano TX 09/2020 Present
Chase Bank, N.A. Plano TX 08/2020 Present
Npsc Llc Little Elm TX 04/2026 Present
Nil Professional Services & Consulting (Npsc) Investment Related Little Elm TX 04/2026 Present
  • 07/2008 → 10/2019
    1St Global Capitol Corp.
    Dallas, TX
  • 10/2019 → 08/2020
    Avantax Advisory Services
    Dallas, TX
  • 10/2019 → 08/2020
    Avantax Investment Services, Inc.
    Dallas, TX
  • 01/2013 → 10/2019
    1St Global Advisors Inc
    Dallas, TX
  • 09/2020 → Present
    Plano, TX
  • 08/2020 → Present
    Chase Bank, N.A.
    Plano, TX
  • 04/2026 → Present
    Npsc Llc
    Little Elm, TX
  • 04/2026 → Present
    Nil Professional Services & Consulting (Npsc) Investment Related
    Little Elm, TX
Previous Registrations
  • 2019-10-25 → 2020-08-25
    Avantax Advisory Services
    Irving, TX
  • 2013-01-25 → 2019-10-25
    1St Global Advisors Inc
    Dallas, TX
  • 2005-01-05 → 2008-04-10
    Gunnallen Financial, Inc
    Tampa, FL
    Tampa, FL
    Austin, TX
    Laredo, TX
    Austin, TX
    Tampa, FL
  • 2004-08-24 → 2004-09-15
    Invest Financial Corporation
    Tampa, FL
  • 2004-07-09 → 2004-08-03
    Raymond James Financial Services, Inc.
    St. Petersburg, FL
Other Businesses

Entity Name: NPSC LLC Investment related: No Address: Private Residence Nature of the other business: Consulting Position/Title/Relationship: Owner/Partner Start Date: 04/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: LLC for a consulting company Entity Name: NIL Professional Services & Consulting (NPSC) Investment related: No Address: Private Residence Nature of the other business: Consulting Position/Title/Relationship: Owner/Partner Start Date: 04/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Consulting Services for college / Amateur athletes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-02
  • S66 Uniform Combined State Law Examination
    2000-10-02
Other Names
  • Clif Kimpson
  • Scott Clifton Kimpson
  • Scott C Kimpson

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