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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-09-16
OR RA APPROVED 2019-04-22
WA RA APPROVED 2019-04-04
  • CA RA
    APPROVED
    Since 2024-09-16
  • OR RA
    APPROVED
    Since 2019-04-22
  • WA RA
    APPROVED
    Since 2019-04-04

Branch Locations

14 S Columbia St, Milton Frwtr, OR 97862-1322 • United States

Walla Walla, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mike Swinnerton Insurance Agency Milton Freewater OR 01/1997 Present
State Farm Vp Management Corp. Milton Freewater OR 01/2006 Present
State Farm Investment Management Corp. Milton Freewater OR 08/2018 Present
  • 01/1997 → Present
    Mike Swinnerton Insurance Agency
    Milton Freewater, OR
  • 01/2006 → Present
    State Farm Vp Management Corp.
    Milton Freewater, OR
  • 08/2018 → Present
    Milton Freewater, OR
Other Businesses

1) Horizon Project, Inc; Non-Investment-Related; 608 N Russell St Milton, Freewater OR 97862; Other/Non-Profit supporting needs of developmentally disabled clients for housing and caregiving; Board Member; 6/24/2020; 5; 0; none 2) Mike Swinnerton's Insurance Agency; Insurance Agency; Investment-related; 14 S Columbia St Milton Freewater OR 97862-1322; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 01/01/1996; 80; 80; Service customers and supervise employees 3) Milton Freewater Rotary Club; non-investment-related; 109 NE 5th St., Milton Freewater OR 97862; Membership/Civic/Fraternal Organization; Board Member; Board Member; 8/1/2014; 4; 0; coordinate annual fundraising dinner/auction/music event.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-04-04
S63 Uniform Securities Agent State Law Examination 1998-07-16
  • S65 Uniform Investment Adviser Law Examination
    2019-04-04
  • S63 Uniform Securities Agent State Law Examination
    1998-07-16
Other Names
  • Mike J Swinnerton
  • Mike John Swinnerton

View on SEC IAPD

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