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Deirdre Hafen

Advisory Alpha, LLC

Walla Walla, WA

Kennewick, WA

Holland, MI

CRD 5915660

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Employer firm

Advisory Alpha, LLC CRD 158282

$4.37B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Advisory Alpha, Llc

348 S Waverly Rd Suite 100, Holland, MI 49423 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-02-14
  • WA RA
    APPROVED
    Since 2025-02-14

Branch Locations

1626 A Plaza Way, Walla Walla, WA 99362 • United States

201 North Edison, Suite 227, Kennewick, WA 99336 • United States

348 S Waverly Rd Suite 100, Holland, MI 49423 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Retirement Integrity Resources Walla Walla WA 01/2010 Present
Tucker Asset Management Llc Walla Walla WA 01/2016 05/2025
Advisory Alpha, Llc Holland MI 01/2025 Present
Previous Registrations
Other Businesses

1) Hafen Financial; Investment Related; 201 North Edison, Suite 227, Kennewick, WA 99336 & 1626 A Plaza Way, Walla Walla, WA 99362; Providing financial services and consulting; Owner; 02/2018; 160 hrs/month; 160 hrs/month; providing financial services and consulting to clients. 2) Hafen Financial; Investment Related; 201 North Edison, Suite 227, Kennewick, WA 99336; Fixed Insurance product sales; Owner; 02/2018; 160 hrs/month; 160 hrs/month; sale of fixed insurance products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-04-02
  • S65 Uniform Investment Adviser Law Examination
    2011-04-02
Other Names
  • Deirdre Eileen Chamberlain
  • Dee Dee Eileen Hafen

View on SEC IAPD

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