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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2016-10-18
  • WA RA
    APPROVED
    Since 2016-10-18

Branch Locations

1603 Penny Lane, Walla Walla, WA 99362 • United States

2951 Duportail Street, Richland, WA 99352 • United States

509 N Sullivan Rd, Spokane Valley, WA 99037 • United States

825 Goethals Drive, Richland, WA 99352-9700 • United States

51 Gage Blvd, Richland, WA 99352 • United States

9625 N. Newport5 Hwy, Spokane, WA 99218 • United States

1170 Se Bishop Blvd, Pullman, WA 99163 • United States

4407 N Division St Ste 104, Spokane, WA 99207 • United States

1355 W Poplar St, Walla Walla, WA 99362 • United States

13506 E 32Nd Ave, Spokane Valley, WA 99216 • United States

317 S. Beck Road, Post Falls, ID 83854 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2011 09/2016
Lpl Financial Llc Richland WA 10/2016 Present
Gesa Credit Union Richland WA 10/2016 Present
  • 06/2011 → 09/2016
    St Louis, MO
  • 10/2016 → Present
    Richland, WA
  • 10/2016 → Present
    Gesa Credit Union
    Richland, WA
Previous Registrations
  • 2011-09-26 → 2016-09-02
    St Louis, MO
    Kennewick, WA
Other Businesses

1. 4/10/2018 - GESA Investment Services - Investment Related - At Reported Business Location(s) - Investment products and services are offered through LPL Financial LLC using the DBA/trade name GESA Investment Services - Started 04/02/2018 - 160 Hours Per Month/960 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-30
  • S66 Uniform Combined State Law Examination
    2011-07-30
Other Names
  • Karee Ann Buckingham
  • Karee Ann Eliason
  • Karee Ann Devoir

View on SEC IAPD

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