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Current Employers
Arkadios Wealth Advisors

2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-11-17
  • WA RA
    APPROVED
    Since 2025-11-17

Branch Locations

30 W. Main St. 302, Walla Walla, WA 99362 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E.K. Riley Investments Seattle WA 04/2013 11/2020
Lpl Financial Llc Walla Walla WA 10/2020 08/2021
Compass Financial Services Walla Walla OR 08/2021 Present
Commonwealth Financial Network Waltham MA 08/2021 11/2025
Arkadios Capital Atlanta GA 11/2025 Present
Arkadios Wealth Advisors Atlanta GA 11/2025 Present
Previous Registrations
  • 2021-08-18 → 2025-11-17
    Waltham, MA
    Waltham, MA
    Walla Walla, WA
  • 2020-10-01 → 2021-08-27
    Walla Walla, WA
    Portland, OR
    Walla Walla, WA
  • 2013-04-26 → 2020-11-06
    Ek Riley Investments, Llc
    Seattle, WA
    Walla Walla, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
  • 2009-04-24 → 2013-04-29
    Walla Walla, WA
    Walla Walla, WA
    Walla Walla, WA
  • 2005-10-17 → 2009-05-14
    Yakima, WA
    Walla Walla, WA
    Walla Walla, WA
Other Businesses

1. Fixed insurance sales; as of 06/29/2021; 3% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner, Compass Financial Services, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 8/18/2021; 100% of time spent during business hours; Conducted at branch; Investment related. 3. Co-owner, Kessel Enterprises, Inc.; a private entity providing construction services; Located in Waitsburg, WA; as of 01/06/2005; 0% of time spent during business hours; Not Conducted at branch location; Not Investment related. 4. Blue Mountain Community Foundation, Is Not Investment Related, 22 E Poplar Ste 206, Walla Walla, WA, 99362, United States, Community non profit organization, Investment Committee Member,5/13/2023, 3 hours per month, 3 hours per month during trading hours, No Compensation Compensation, Meet quarterly with committee and listen to portfolio manager's review of assets they manage and discussion about markets. Committee reviews IPS and mgr performance and makes recommendations to the board of trustees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-10-03
S63 Uniform Securities Agent State Law Examination 2003-06-13
  • S65 Uniform Investment Adviser Law Examination
    2005-10-03
  • S63 Uniform Securities Agent State Law Examination
    2003-06-13
Other Names
  • Ginger Marie Bragg

View on SEC IAPD

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