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Caleb Ellis Kennedy

LPl Financial LLC

Melbourne, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-05-03
  • FL RA
    APPROVED
    Since 2016-05-03

Branch Locations

1334 Valentine Street, Melbourne, FL 32901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Space Coast Credit Union Palm Bay FL 04/2016 08/2019
Lpl Financial, Llc Melbourne FL 04/2016 Present
  • 04/2016 → 08/2019
    Space Coast Credit Union
    Palm Bay, FL
  • 04/2016 → Present
    Melbourne, FL
Previous Registrations
  • 2015-08-04 → 2016-04-27
    Melbourne, FL
    Lafayette, IN
  • 2009-12-18 → 2015-08-04
    Fort Mill, SC
    Palm Bay, FL
    Palm Bay, FL
    Palm Bay, FL
    Palm Bay, FL
    Patrick Air Force Base, FL
    West Melbourne, FL
    Palm Bay, FL
    Palm Bay, FL
    Palm Bay, FL
    West Melbourne, FL
    Palm Bay, FL
    Palm Bay, FL
    Palm Bay, FL
    Indiatlantic, FL
    Palm Bay, FL
  • 2004-07-07 → 2009-12-08
    Cuso Financial Services, L.P.
    Palm Bay, FL
    Palm Bay, FL
    Palm Bay, FL
    Palm Bay, FL
    Palm Bay, FL
    West Melbourne, FL
    Palm Bay, FL
    Palm Bay, FL
    Vero Beach, FL
    Vero Beach, FL
  • 2003-06-27 → 2004-07-06
    Ameriprise Advisor Services, Inc.
    Vero Beach, FL
  • 2002-09-27 → 2003-05-01
    Banc Of America Investment Services, Inc.
    Vero Beach, FL
Other Businesses

1. 9/10/2019 - Kennedy Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/10/2019 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-03
S63 Uniform Securities Agent State Law Examination 1998-07-01
  • S65 Uniform Investment Adviser Law Examination
    2002-05-03
  • S63 Uniform Securities Agent State Law Examination
    1998-07-01

View on SEC IAPD

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