Caleb Ellis Kennedy

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 08/2019
  Space Coast Credit Union
  Palm Bay, FL
• 04/2016 → Present
  Lpl Financial, Llc
  Melbourne, FL

Previous Registrations

• 2015-08-04 → 2016-04-27
  Wells Fargo Advisors Financial Network, Llc
  Melbourne, FL
  Lafayette, IN
• 2009-12-18 → 2015-08-04
  Lpl Financial Llc
  Fort Mill, SC
  Palm Bay, FL
  Palm Bay, FL
  Palm Bay, FL
  Palm Bay, FL
  Patrick Air Force Base, FL
  West Melbourne, FL
  Palm Bay, FL
  Palm Bay, FL
  Palm Bay, FL
  West Melbourne, FL
  Palm Bay, FL
  Palm Bay, FL
  Palm Bay, FL
  Indiatlantic, FL
  Palm Bay, FL
• 2004-07-07 → 2009-12-08
  Cuso Financial Services, L.P.
  Palm Bay, FL
  Palm Bay, FL
  Palm Bay, FL
  Palm Bay, FL
  Palm Bay, FL
  West Melbourne, FL
  Palm Bay, FL
  Palm Bay, FL
  Vero Beach, FL
  Vero Beach, FL
• 2003-06-27 → 2004-07-06
  Ameriprise Advisor Services, Inc.
  Vero Beach, FL
• 2002-09-27 → 2003-05-01
  Banc Of America Investment Services, Inc.
  Vero Beach, FL

Other Businesses

1. 9/10/2019 - Kennedy Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/10/2019 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-05-03
• S63 Uniform Securities Agent State Law Examination
  1998-07-01