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1400 Broadway 16Th Floor, New York, NY 10018 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-08 |
| NY | RA | APPROVED | 2025-01-07 |
Branch Locations
1400 Broadway, 16Th Floor, New York, NY 10018 • United States
1400 Broadway, 16Th Floor, New York, NY 10018 • USA
68 South Service Road Suite 160, Melville, NY 11747 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | New York | NY | 04/2013 | 10/2020 |
| Hsbc Bank Usa N.A. | New York | NY | 08/2016 | 10/2020 |
| Signature Securities Group Corp./Signature Bank | New York | NY | 10/2020 | 04/2023 |
| Flagstar Advisors/Flagstar Bank | New York | NY | 04/2023 | Present |
New York Community Bancorp (NYCB - 102 Duffy Avenue, Hicksville, NY 11801) is the parent company for Flagstar Advisors, Inc. As such, NYCB (or its affiliates) may pay compensation to the representative including, but not limited to, cash bonuses, equity incentives, and/or referral fees. Title: Group Director Investments - Senior Vice President. Activity is investment related and commenced on 6-1-24. Approximate time required: weekly, includes during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-07 |
| S66 | Uniform Combined State Law Examination | 2004-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-29 |
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