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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-09-21
TX RA APPROVED 2020-09-18
  • FL RA
    APPROVED
    Since 2020-09-21
  • TX RA
    APPROVED
    Since 2020-09-18

Branch Locations

350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Coral Ridde FL 03/2008 09/2020
Bank Of America, N.A. Ft. Lauderdale FL 05/2010 09/2020
Morgan Stanley Smith Barney Llc Ft. Lauderdale FL 09/2020 Present
Morgan Stanley Private Bank, N.A New York NY 11/2020 Present
  • 03/2008 → 09/2020
    Merrill Lynch
    Coral Ridde, FL
  • 05/2010 → 09/2020
    Bank Of America, N.A.
    Ft. Lauderdale, FL
  • 09/2020 → Present
    Morgan Stanley Smith Barney Llc
    Ft. Lauderdale, FL
  • 11/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

*416087 - Rental Real Estate Property; Investment related Yes; Fort Lauderdale, FL; Real Estate; Owner of the property (proprietor, partner, officer, director, employee, trustee, agent); July 2019; During business hours: 0; After business hours: 1; Property Management. *414831 - Estate; Investment related Yes; Deerfield Beach, FL; June 2015; During business hours: 0; After business hours: 0. *666080- Currency Kids LLC; Investment related: Yes; Fort Lauderdale, Florida; Buy vintage currency with my kids; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 11/2025; During business hours: 0; After business hours: 8; Fundraising

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-02
  • S66 Uniform Combined State Law Examination
    2008-07-02
Other Names
  • Austin Lee Cook
  • Austin L Cook
  • Austin Cook

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