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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2019-10-11
TX RA APPROVED 2016-11-03
WA RA APPROVED 2003-11-11
  • OK RA
    APPROVED
    Since 2019-10-11
  • TX RA
    APPROVED
    Since 2016-11-03
  • WA RA
    APPROVED
    Since 2003-11-11

Branch Locations

1301 Riverside Dr, Mount Vernon, WA 98273 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Mount Vernon WA 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-13
S63 Uniform Securities Agent State Law Examination 1998-04-27
  • S66 Uniform Combined State Law Examination
    2002-11-13
  • S63 Uniform Securities Agent State Law Examination
    1998-04-27
Designations

View on SEC IAPD

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