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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-02-15 |
| NM | RA | APPROVED | 2009-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Albuquerque | NM | 10/2009 | Present |
I*2244278, Entity Type: , Name of OBA: G A O, Address: Edgewood, New Mexico, 87015, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 17-Mar-2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-14 |
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