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Current Employers
Voya Investment Management Co. Llc

200 Park Avenue, New York, NY 10166 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-08-12
CA RA APPROVED 2022-07-21
  • MN RA
    APPROVED
    Since 2022-08-12
  • CA RA
    APPROVED
    Since 2022-07-21

Branch Locations

200 Park Avenue, New York, NY 10166 • United States

Minnetonka, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allianz Global Investors Distributors Llc San Diego CA 04/2010 07/2022
Allianz Global Investors U.S. Llc New York NY 06/2014 07/2022
Voya Investment Management Minneapolis MN 07/2022 Present
Voya Investments Distributor, Llc Windsor CT 07/2022 Present
Voya Investment Management Co, Llc New York NY 07/2022 Present
  • 04/2010 → 07/2022
    Allianz Global Investors Distributors Llc
    San Diego, CA
  • 06/2014 → 07/2022
    Allianz Global Investors U.S. Llc
    New York, NY
  • 07/2022 → Present
    Voya Investment Management
    Minneapolis, MN
  • 07/2022 → Present
    Voya Investments Distributor, Llc
    Windsor, CT
  • 07/2022 → Present
    New York, NY
Previous Registrations
  • 2010-07-21 → 2022-08-10
    Allianz Global Investors U.S. Llc
    New York, NY
  • 2006-11-16 → 2011-01-03
    Nicholas-Applegate Capital Management Llc
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-01-17
S63 Uniform Securities Agent State Law Examination 2000-01-10
  • S66 Uniform Combined State Law Examination
    2000-01-17
  • S63 Uniform Securities Agent State Law Examination
    2000-01-10
Other Names
  • Michael Brandon

View on SEC IAPD

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