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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-25 |
| CA | RA | APPROVED | 2023-08-25 |
Branch Locations
12671 High Bluff Drive Suite 200, San Diego, CA 92130 • UNITED STATES
1111 J Street, Suite M-105, Modesto, CA 95354 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 08/2023 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 08/2023 |
| Independent Financial Group, Llc | Modesto | CA | 08/2023 | Present |
(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: LIFE, HEALTH, DISABILITY, ANNUITIES AND LTC; (2) AMERICAN ASSET & WEALTH MANAGEMENT POSITION: Independent Contractor NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 08/01/2023 ADDRESS: 1111 J Street, Suite M-105, Modesto CA 95354, United States DESCRIPTION: A licensed Insurance Agent and Investment Advisor. I sell investments and insurance for retirement and financial planning. (3) KINGDOM ADVISORS POSITION: Volunteer NATURE: Teaching/Coaching INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 08/01/2023 ADDRESS: 1111 J st Ste M-105, Modesto CA 95354, United States DESCRIPTION: Financial Biblical Education. Teaching and Study Group. (4) GROWTH MANAGEMENT GROUP POSITION: Independent Contractor NATURE: Consulting Services INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 08/01/2023 ADDRESS: 1111 J Street, Suite M-105, Modesto CA 95354, United States DESCRIPTION: Senior Advisor: I strictly connect business owners and corporations with Growth Management Group (GMG) by setting up "discovery calls" with GMG to see if it might be beneficial to move forward with cost remediation services provided by GMG. (5) NAME OF OTHER BUSINESS: INTEGRITY BUSINESS SOLUTIONS, LLC, NOT INVESTMENT RELATED, 6459 WEST QUAKER STREET, ORCHARD PARK, NY 14127, BUSINESS CONSULTING, START 12/2014, 2HRS/WK (NON-TRADING HOURS), AGENT - SCHEDULE DISCOVERY CALLS WITH BUSINESSES TO LEARN HOW INTEGRITY BUSINESS SOLUTIONS MAY HELP WITH THEIR BUSINESS NEEDS.; (6) NAME OF OTHER BUSINESS: MAIN STREET CHAMBER, INVESTMENT RELATED: NO, ADDRESS: 3395 S JONES BLVD #313, LAS VEGAS, NV 89146, NATURE OF BUSINESS: BUSINESS NETWORK, POSITION/TITLE/RELATIONSHIP: CENTRAL VALLEY CHAPTER PRESIDENT, START DATE: 1/16/2012 APPROX NUMBER OF HOURS PER WEEK: 1-2, BRIEF DESCRIPTION OF DUTIES: BUILD, DEVELOP AND MAINTAIN MEMBERSHIP; (7) JOHN MAXWELL GROUP POSITION: Independent Contractor NATURE: Teaching/Coaching INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 08/01/2023 ADDRESS: 1111 J St, Ste M-106, Modesto CA 95354, United States DESCRIPTION: One on One coaching. Group coaching and public speaking. (8) NAME OF OTHER BUSINESS: AMERIESTATE ; INVESTMENT RELATED: NO ADDRESS: 3525 HYLAND AVE SUITE 150, COSTA MESA, CA 95626 ; NATURE OF BUSINESS: WILLS AND TRUSTS ; START DATE: 01/2019 ; POSITION/TITLE/RELATIONSHIP: REFERRAL SOURCE ; APX NUMBER OF HOURS PER WEEK: 1-2 ; APX NUMBER OF HOURS DURING TRADING HOURS:1-2 ; BRIEF DESCRIPTION OF DUTIES: REFER PROSPECTIVE CLIENTS TO AMERIESTATE FOR LEGAL SERVICES ; (9) MARKET STREET MINISTRIES POSITION: Officer/Director NATURE: Teaching/Coaching INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 08/01/2023 ADDRESS: 1111 J Street Ste M-106, Modesto CA 95354, United States DESCRIPTION: Bible Studies, Workshops and Speaking engagements. Community Connecting Service (Networking platform)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-15 |
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