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501 South Cherry Street 11Th Floor, Denver, CO 80246 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-04 |
| CO | RA | APPROVED | 2025-06-04 |
| FL | RA | APPROVED | 2025-06-04 |
| NJ | RA | APPROVED | 2025-06-04 |
| TX | RA | APPROVED | 2020-07-02 |
| VA | RA | APPROVED | 2018-04-12 |
Branch Locations
501 S Cherry Street 11Th Floor, Denver, CO 80246 • US
501 S Cherry Street 11Th Floor, Denver, CO 80246 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sovereign Global Advisors | New York | NY | 01/2014 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-14 |
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