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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-05-12 |
Branch Locations
767 5Th Ave, New York, NY 10153 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-22 |
Branch Locations
1211 Ave Of The Americas 27Th Fl, New York, NY 10036 • United States
Brooklyn, NY • United States
767 5Th Ave Fl 33, New York, NY 10153 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 06/2009 | 03/2017 |
| Morgan Stanley Services Group Inc. | New York | NY | 03/2017 | 08/2020 |
| Wells Fargo Clearing Services, Llc. | New York | NY | 08/2020 | Present |
| Wells Fargo Advisors Financial Network | New York | NY | 05/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-30 |
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