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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2018-02-14 |
| LA | RA | APPROVED | 2018-02-14 |
| TX | RA | APPROVED_RES | 2018-02-14 |
Branch Locations
900 Pierremont Rd Ste 103, Shreveport, LA 71106 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Tampa | FL | 03/2009 | 02/2018 |
| Lpl Financial Llc | Shreveport | LA | 02/2018 | Present |
1. 02/14/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance- Start Date 1/1/16 - 6 Hours Per Month/6 During Securities Trading. 2. 02/14/2018 - MCCORMICK ADVISORY SOLUTIONS L.L.C. - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Start Date 01/01/2016 - Time Spent 100%. 3. 02/14/2018 - MCCORMICK ADVISORY SOLUTIONS LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-25 |
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