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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-05 |
| IA | RA | APPROVED | 2006-07-24 |
Branch Locations
1065 Sierra Court Ne, Cedar Rapids, IA 52402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cedar Rapids | IA | 06/2006 | Present |
| Bank Of America, N.A. | Cedar Rapids | IA | 07/2011 | Present |
I*2107266, Entity Type Non Profit, Name of OBA: Pearl Street Lofts Condominium Association Address: Boulder, Colorado 80302 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 01/01/2025 No Hours:2 No Hours during trading:0 Duties: Create HOA meeting agendas and take minutes for those meetings. Collect and store HOA records. Keep the community updated on pertinent issues. Ensure the compliant operation of the Board of Directors
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-12 |
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