Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2018-07-16 |
| TX | RA | APPROVED | 2018-07-16 |
Branch Locations
5901 Grelot Rd, Bldg B, Ste A, Mobile, AL 36609 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Mobile | AL | 05/2009 | 07/2018 |
| Lpl Financial Llc | Mobile | AL | 07/2018 | Present |
1) 06/19/2018 - EPE Financial - Business Entity For Tax/Investment Purposes Only - inv rel - at reported business location(s) - start: 01/2003 - 1 hr/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-06 |
Reach out to this advisor