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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-05
NY RA APPROVED 2021-07-27
NJ RA APPROVED 2009-05-27
  • TX RA
    APPROVED
    Since 2025-12-05
  • NY RA
    APPROVED
    Since 2021-07-27
  • NJ RA
    APPROVED
    Since 2009-05-27

Branch Locations

317 George St Ste 320, New Brunswick, NJ 08901 • United States

900 South Ave, Fl 3 [Office Of Convenience], Staten Island, NY 10314 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Staten Island NY 05/2009 Present
Other Businesses

KIRBY ADVISORY GROUP LLC, INVT RELATED, NEW BRUNSWICK, NJ, 100% OWNERSHIP, START DATE 9/23/2015, 160 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-12
  • S66 Uniform Combined State Law Examination
    2009-09-12
Other Names
  • Aka Yu Jin
  • Eugene H Pak

View on SEC IAPD

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