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Brian Carl Houston

Voya Investment Management Co. LLC

New York, NY

Sugar Land, TX

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Current Employers
Voya Investment Management Co. Llc

200 Park Avenue, New York, NY 10166 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2011-07-15
DC RA APPROVED 2011-07-11
AZ RA APPROVED 2011-06-23
GA RA APPROVED 2011-06-20
RI RA APPROVED 2011-06-16
IA RA APPROVED 2011-06-14
NV RA APPROVED 2011-06-14
LA RA APPROVED 2011-06-13
ND RA APPROVED 2011-06-13
AK RA APPROVED 2011-06-10
DE RA APPROVED 2011-06-10
IL RA APPROVED 2011-06-10
IN RA APPROVED 2011-06-10
KY RA APPROVED 2011-06-10
ME RA APPROVED 2011-06-10
SC RA APPROVED 2011-06-10
VA RA APPROVED 2011-06-10
NM RA APPROVED 2011-06-09
TX RA APPROVED 2011-06-09
  • OK RA
    APPROVED
    Since 2011-07-15
  • DC RA
    APPROVED
    Since 2011-07-11
  • AZ RA
    APPROVED
    Since 2011-06-23
  • GA RA
    APPROVED
    Since 2011-06-20
  • RI RA
    APPROVED
    Since 2011-06-16
  • IA RA
    APPROVED
    Since 2011-06-14
  • NV RA
    APPROVED
    Since 2011-06-14
  • LA RA
    APPROVED
    Since 2011-06-13
  • ND RA
    APPROVED
    Since 2011-06-13
  • AK RA
    APPROVED
    Since 2011-06-10
  • DE RA
    APPROVED
    Since 2011-06-10
  • IL RA
    APPROVED
    Since 2011-06-10
  • IN RA
    APPROVED
    Since 2011-06-10
  • KY RA
    APPROVED
    Since 2011-06-10
  • ME RA
    APPROVED
    Since 2011-06-10
  • SC RA
    APPROVED
    Since 2011-06-10
  • VA RA
    APPROVED
    Since 2011-06-10
  • NM RA
    APPROVED
    Since 2011-06-09
  • TX RA
    APPROVED
    Since 2011-06-09

Branch Locations

200 Park Avenue, New York, NY 10166 • United States

Sugar Land, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Investments Distributor, Llc Windsor CT 05/2014 Present
Voya Investment Management Co. Llc New York NY 05/2014 Present
Voya Investment Management Sugar Land TX 05/2014 Present
  • 05/2014 → Present
    Voya Investments Distributor, Llc
    Windsor, CT
  • 05/2014 → Present
    Voya Investment Management Co. Llc
    New York, NY
  • 05/2014 → Present
    Voya Investment Management
    Sugar Land, TX
Previous Registrations
  • 2010-01-01 → 2011-06-02
    Invesco Advisers, Inc.
    Atlanta, GA
  • 2008-04-03 → 2010-01-01
    Invesco Aim Private Asset Management, Inc.
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-02
S63 Uniform Securities Agent State Law Examination 2000-06-03
  • S66 Uniform Combined State Law Examination
    2008-04-02
  • S63 Uniform Securities Agent State Law Examination
    2000-06-03

View on SEC IAPD

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