Todd Alan Dussex

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2003 → Present
  Lpl Financial Llc
  Aurora, CO

Previous Registrations

• 2000-03-30 → 2003-12-18
  Veravest Investment Advisors, Inc.
  Aurora, CO

Other Businesses

(1) 10/25/2004: No Business Name - Non-Variable Insurance - INV REL - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading. (2) 08/13/2008: No Business Name - DBA for LPL Business (entity for LPL business) - Investment & Retirement Center at: Space Age Feder - INV REL - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading. (3) 08/13/2008: No Business Name - DBA for LPL Business (entity for LPL business) - Investment & Retirement Center at: Denver Community - INV REL - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-06-17
• S65 Uniform Investment Adviser Law Examination
  1998-06-17

Other Names

• Todd A Dussex