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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-05
CA RA APPROVED 2001-02-27
  • TX RA
    APPROVED_RES
    Since 2021-02-05
  • CA RA
    APPROVED
    Since 2001-02-27

Branch Locations

3161 Stevenson Blvd, Fremont, CA 94538-2393 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Fremont CA 11/2000 Present
Charles Schwab Bank Fremont CA 02/2005 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-05-22
  • S66 Uniform Combined State Law Examination
    1998-05-22
Other Names
  • Danny V Pham

View on SEC IAPD

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