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40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AK | RA | APPROVED | 2026-08-31 |
| TX | RA | APPROVED | 2026-08-31 |
Branch Locations
7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-25 |
| AK | RA | APPROVED | 2007-04-16 |
Branch Locations
600 West Broadway Suite 3200, San Diego, CA 92101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 02/2004 | 09/2022 |
| Sbs Retirement Consultants, Llc | Fairbanks | AK | 02/2004 | 08/2026 |
| Commonwealth Financial Network | San Diego | CA | 09/2022 | 08/2026 |
| &Partners | Nashville | TN | 08/2026 | Present |
1. TCOB, LLC; member and co-owner; real estate holding company; as of 06/22/2007, Less than 5% of time spent during business hours, investment related, conducted at branch. 2. Co-Owner, SBS Retirement Consultants, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 01/09/2008; 90% of time spent during business hours; Conducted at branch; Investment related. 3. Member and Part Owner, MSH, LLC, a private entity est. to own/manage a property located in Fairbanks, AK; As of 01/24/20; 1% time spent during regular business hours; Conducted at branch; Investment related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-06-17 |
| S66 | Uniform Combined State Law Examination | 2000-05-30 |
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