Sean Jermaine Campbell

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → Present
  Ubs Financial Services Inc.
  New York, NY

Previous Registrations

• 2004-07-08 → 2016-01-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  New York, NY
  New York, NY

Other Businesses

1) Men's Basketball Alliance, NC Charlotte United States-28202, Association (e.g. Trade or Industry, Sport), Services (Business, Professional, Support), Independent contractor officiating Division I Men's College basketball games assigned through the Alliance. The Association is comprised of the Ivy League, Patriot League, Coastal Conference and the Northeast Conference, start date-11/16/2015. 2. Collegiate Basketball Officials Association, College basketball official, member, start date-11/15/2011, Reading MAUSA01867. 3) Ashton Findlay Incorporated,New JerseyVoorheesUnited States,Waste Management,The company is the owner of the Scoop Brothers of Cherry Hill - Moorestown franchise.,Member of Board of directors,Oversee the management of the company., Start date 7/1/2026

Exams

• S66 Uniform Combined State Law Examination
  2003-12-30
• S63 Uniform Securities Agent State Law Examination
  2000-08-30

Other Names

• Sean J Campbell
• Soup Campbell