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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-02
CT RA APPROVED 1999-10-14
  • TX RA
    APPROVED_RES
    Since 2023-12-02
  • CT RA
    APPROVED
    Since 1999-10-14

Branch Locations

900 Main St S Ste 100, Southbury, CT 06488 • United States

Wolcott, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Southbury CT 09/2005 03/2020
Ameriprise Financial Services, Llc Southbury CT 03/2020 Present
Other Businesses

Business Ownership; Sideways Eight LLC; Owner; Real Estate; 106 Wakelee Road, Units 19, 20, 21, , Waterbury, CT, 06705; Not Investment-Related; 02/18/2022; 1 to 9 hours per month; 0 during trading hours / Sideways Eight II LLC; Owner; Real Estate; 15 Badger Rd, , Wolcott, CT, 06716; Not Investment-Related; 02/18/2022; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-08-20
  • S66 Uniform Combined State Law Examination
    1999-08-20
Other Names
  • Nicholas Vincent Guiditta

View on SEC IAPD

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