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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-02-11
MN RA APPROVED 2018-12-04
  • WI RA
    APPROVED
    Since 2021-02-11
  • MN RA
    APPROVED
    Since 2018-12-04

Branch Locations

1605 Woodland Ave, Duluth, MN 55803-2629 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
David Raimo Sr Insurance Agency Duluth MN 05/1987 Present
State Farm Vp Management Corp. Duluth MN 02/1998 Present
State Farm Investment Management Corp Duluth MN 08/2018 Present
  • 05/1987 → Present
    David Raimo Sr Insurance Agency
    Duluth, MN
  • 02/1998 → Present
    State Farm Vp Management Corp.
    Duluth, MN
  • 08/2018 → Present
    Duluth, MN
Other Businesses

1. David Raimo's Insurance Agency; Insurance Agency; Investment-related; 1605 Woodland Ave, Duluth, MN 55803; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 05/01/1987; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-03
S63 Uniform Securities Agent State Law Examination 1998-05-26
  • S65 Uniform Investment Adviser Law Examination
    2018-12-03
  • S63 Uniform Securities Agent State Law Examination
    1998-05-26
Other Names
  • Dave Raimo

View on SEC IAPD

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