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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-06-27 |
| CA | RA | APPROVED | 2022-04-01 |
Branch Locations
1305 Fair Oaks Avenue, South Pasadena, CA 91030 • United States
896 W. Beverly Blvd, Montebello, CA 90640 • United States
4887 Huntington Drive N, Los Angeles, CA 90032 • United States
1000 W Valley Blvd, Alhambra, CA 91803 • United States
2121 W Main St, Ste 400, Alhambra, CA 91801 • United States
120 W Las Tunas Drive, San Gabriel, CA 91776 • United States
5301 Whittier Blvd, Los Angeles, CA 90022 • United States
459 S. Atlantic Blvd., Monterey Park, CA 91754 • United States
2600 Market Place Dr, Monterey Park, CA 91755 • United States
8905 Las Tunas Drive, Temple City, CA 91780 • United States
401 E Valley Blvd , Alhambra , CA 91801 • United States
9647 E. Las Tunas Drive, Temple City, CA 91780 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ctbc Bank | Monterey Park | CA | 04/2015 | 03/2022 |
| Cetera Investment Services Llc | Monterey Park | CA | 04/2015 | 03/2022 |
| Cetera Investment Advisers Llc | Monterey Park | CA | 04/2015 | 03/2022 |
| J.P. Morgan Securities Llc | South Pasadena | CA | 03/2022 | Present |
| Jpmorgan Chase Bank, N.A. | South Pasadena | CA | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-27 |
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