Anita Joy Coffman

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-02
MD	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2020-04-02
MD RA
APPROVED

Since 2009-06-01

Branch Locations

30 West Patrick Street Suite 700, Frederick, MD 21701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Frederick	MD	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney

Frederick, MD

Previous Registrations

2008-07-01 → 2009-06-01

Citigroup Global Markets Inc.

Frederick, MD

Hagerstown, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-06-23

S66 Uniform Combined State Law Examination

2008-06-23

Other Names

Anita Joy Keating
Anita Keating Swiney
Anita Keating Swiney

View on SEC IAPD

Other Firms

MONOCACY WEALTH MANAGEMENT, LLC

OSAIC WEALTH, INC.

LPL ENTERPRISE, LLC

LPL FINANCIAL LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

TRUIST ADVISORY SERVICES, INC.

J.P. MORGAN SECURITIES LLC

Other Investors

Timothy Lawrence Miller

DAVID ANDREW FRANK

LEE REUEL KRAMER

JEREMIAH COLE THOMPSON

James Christian Peachey

Richard Shawn Nisson

Other Offices

MONOCACY WEALTH MANAGEMENT, LLC · FREDERICK, MD

OSAIC WEALTH, INC. · FREDERICK, MD

EDWARD JONES · FREDERICK, MD

LPL ENTERPRISE, LLC · FREDERICK, MD

LPL FINANCIAL LLC · FREDERICK, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Frederick, MD

TRUIST ADVISORY SERVICES, INC. · FREDERICK, MD

J.P. MORGAN SECURITIES LLC · Ijamsville, MD

More in Frederick, MD

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