Sean Matthew Kelliher

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Bedminster, NJ
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Bedminster, NJ

Other Businesses

Other Business Activities; Series 7 Item Writing and Review Committee; Write questions for the Series 7 exam and meet 4 times/yr to review and approve submitted questions.; Various. FINRA address 20 Broad St. New York, NY 10005, ,; ; 09/19/2013; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2003-11-24
• S63 Uniform Securities Agent State Law Examination
  1998-07-16

Designations

• Certified Financial Planner