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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-03 |
| NJ | RA | APPROVED | 2003-11-26 |
Branch Locations
1420 Us Highway 206 Ste 130, Bedminster, NJ 07921-2642 • United States
White Hse Sta, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Bedminster | NJ | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Bedminster | NJ | 03/2020 | Present |
Other Business Activities; Series 7 Item Writing and Review Committee; Write questions for the Series 7 exam and meet 4 times/yr to review and approve submitted questions.; Various. FINRA address 20 Broad St. New York, NY 10005, ,; ; 09/19/2013; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-16 |
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