Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2011-07-07 |
Branch Locations
6070 Poplar Avenue Suite 400, Memphis, TN 38119 • United States
Memphis, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Memephi | TN | 06/2011 | Present |
COMMERCIAL ADVISORS LLC / COMMERCIAL REAL ESTATE / 5101 WHEELIS AVE STE 300 MEMPHIS , TN 38117 / RECEPTIONIST / NON INVESTMENT RELATED DUTIES / PRIVATELY HELD / START DATE 07/05/2011 - / 80 HRS PER MONTH. COMPLIANCE APPROVAL - NOTES ARE ON FILE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-02-18 |
Reach out to this advisor