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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-26
NJ RA APPROVED 2009-05-22
  • NY RA
    APPROVED
    Since 2021-07-26
  • NJ RA
    APPROVED
    Since 2009-05-22

Branch Locations

1001 Franklin Avenue Suite 202, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Philadelphia PA 04/2009 Present
Other Businesses

Girl Scout Daisy Troop 2388 Co-Leader, Massapequa, NY. Girl Scout Daisy Troop 2388 Co-Leader (10/2024) - run meetings and mentor young girls. Not investment related, not compensated, 3 hours/month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-06-29
S63 Uniform Securities Agent State Law Examination 1998-06-15
  • S65 Uniform Investment Adviser Law Examination
    2012-06-29
  • S63 Uniform Securities Agent State Law Examination
    1998-06-15
Designations
Other Names
  • Lisa Ann Morra

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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