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Carmina S Fleschert

Morgan Stanley

Clayton, MO

Chesterfield, MO

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-11-18
MO RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2015-11-18
  • MO RA
    APPROVED
    Since 2009-06-01

Branch Locations

7733 Forsyth Boulevard Suite 2100, Clayton, MO 63105 • United States

14805 North Outer Forty Road Suite 200, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Chesterfield MO 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Chesterfield, MO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-19
S63 Uniform Securities Agent State Law Examination 2000-09-21
  • S65 Uniform Investment Adviser Law Examination
    2007-03-19
  • S63 Uniform Securities Agent State Law Examination
    2000-09-21
Other Names
  • Carmina Sanchez
  • Carmina S Frazier

View on SEC IAPD

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