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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-01 |
| CO | RA | APPROVED | 2023-09-01 |
| TX | RA | APPROVED | 2023-09-01 |
| UT | RA | APPROVED | 2023-09-01 |
| WA | RA | APPROVED | 2023-09-01 |
| WY | RA | APPROVED | 2023-09-01 |
Branch Locations
452 East 500 South, Salt Lake City, UT 84111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc. | Phoenix | AZ | 01/2009 | 09/2023 |
| Osaic Wealth, Inc. | Salt Lake City | UT | 09/2023 | Present |
1)LICENSED TO SELL VARIABLE INSURANCE FOR SYMETRA LIFE AND LINCOLN LIFE. LICENSED TO SELL TERM INSURANCE FOR BANNER LIFE, FIRST COLONY, FIRST PENN; MUTUAL OF OMAHA. - 1HR/QUARTER. LICENSE WITH AMERITAS FOR INSURANCE BUSINESS. 2)DANIEL A NIELSEN POSITION: STATUTORY AGENT; NATURE: SOLE PROPRIETORSHIP; INV REL: YES; NO OF HRS: 2 TRADING HRS: 1 START DATE: 09/25/1997 ADDRESS: 452 EAST 500 SOUTH, SALT LAKE CITY, UT 84111 DESCRIPTION: Insurance agent. 3)NFS MCRAE LLC POSITION: PARTNER NATURE: LLC INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/24/2011 ADDRESS: 452 EAST 500 SOUTH, SALT LAKE CITY UT 84111 DESCRIPTION: GENERAL MAINTENCE OF THE BUILDING. THIS LLC WAS SET UP TO BUY THE BUILDING THAT NIELSEN FINANCIAL SERVICES RESIDES IN. 4)NIELSEN FINANCIAL SERVICES, INC. POSITION: Vice President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 02/01/2018 ADDRESS: 452 East 500 South, Salt Lake City UT 84111 DESCRIPTION: Office management and budget approvals.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-27 |
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