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Scott Stephen Sobiech

Cetera Investment Advisers LLC

St Cloud, MN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-08
MN RA APPROVED 2014-01-31
  • TX RA
    APPROVED_RES
    Since 2019-04-08
  • MN RA
    APPROVED
    Since 2014-01-31

Branch Locations

400 1St St S Ste 300, St Cloud, MN 56301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc St Cloud MN 03/1998 Present
Cetera Investment Advisers Llc Schaumberg IL 01/2014 Present
Cetera Wealth Services, Llc El Segundo CA 05/2016 Present
Girard Securities, Inc. San Diego CA 05/2016 11/2017
Cetera Financial Specialists Llc Schaumburg IL 05/2016 Present
Cetera Advisors Llc Greenwood Village CO 05/2016 Present
First Allied Securities, Inc. San Diego CA 05/2016 09/2022
Summit Brokerage Services, Inc. Boca Raton FL 05/2016 12/2019
  • 03/1998 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 01/2014 → Present
    Cetera Investment Advisers Llc
    Schaumberg, IL
  • 05/2016 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 05/2016 → 11/2017
    Girard Securities, Inc.
    San Diego, CA
  • 05/2016 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 05/2016 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 05/2016 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 05/2016 → 12/2019
    Summit Brokerage Services, Inc.
    Boca Raton, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-04-07
  • S63 Uniform Securities Agent State Law Examination
    1999-04-07

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CETERA INVESTMENT MANAGEMENT LLC
LPL ENTERPRISE, LLC
MIDWEST FINANCIAL PARTNERS
STIFEL, NICOLAUS & COMPANY, INCORPORATED
RBC CAPITAL MARKETS, LLC

Other Investors

SARAH JANE THOREEN
Melissa Ann Mayer
DAVID CHARLES KALUZA
ERIC JOSEPH BAUER
Colleen Mary Knafla
CAROL JEAN BELL
JANE ELIZABETH LONGNECKER
Nicole Miller

Other Offices

CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · SAINT CLOUD, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST.CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST. CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN

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