Pamela Sue Marshall

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-06-08
CA	RA	APPROVED	2009-09-08

TX RA
APPROVED

Since 2016-06-08
CA RA
APPROVED

Since 2009-09-08

Branch Locations

12522 Moorpark St., Ste. 102, Studio City, CA 91604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Corporation	Studio City	CA	09/2009	Present

09/2009 → Present

Lpl Financial Corporation

Studio City, CA

Previous Registrations

2008-11-17 → 2009-12-23

Associated Planners Investment Advisory Inc

Boston, MA
2008-11-17 → 2009-09-08

Associated Securities Corp.

Studio City, CA

San Mateo, CA
2002-10-30 → 2008-11-18

Fsc Securities Corporation

Studio City, CA
2001-01-24 → 2002-09-16

Wells Fargo Clearing Services, Llc

Westlake Village, CA

Other Businesses

1. 11/14/2008 - MARSHALL FINANCIAL MANAGEMENT/INSURANCE DBA/LIFE, DISABILITY, FIXED ANNUITY, LTC/STUDIO CITY, CA 91604 2. 06/12/2024 - Marshall Financial Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/01/2010

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1998-06-22

S66 Uniform Combined State Law Examination

1998-06-22

Designations

Other Names

Pamela S Marshall

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

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